{"id":8581,"date":"2016-08-09T23:13:18","date_gmt":"2016-08-10T03:13:18","guid":{"rendered":"https:\/\/qa.bluevaultpartners.com\/?post_type=news&p=8581"},"modified":"2016-08-09T23:13:18","modified_gmt":"2016-08-10T03:13:18","slug":"dol-fiduciary-rules-grandfathering-exemption-may-be-lost-by-changing-firms","status":"publish","type":"post","link":"https:\/\/qa.bluevaultpartners.com\/dol-fiduciary-rules-grandfathering-exemption-may-be-lost-by-changing-firms\/","title":{"rendered":"DOL fiduciary rule’s ‘grandfathering’ exemption may be lost by changing firms"},"content":{"rendered":"

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DOL fiduciary rule’s ‘grandfathering’ exemption may be lost by changing firms<\/h1>\n
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Regulatory experts believe there’s a strong likelihood advisers would lose the grandfathering exemption granted under the DOL rule simply by switching RIAs or broker-dealers<\/h4>\n<\/div>\n
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Jul 26, 2016 @ 1:50 pm |\u00a0<\/span>By Greg Iacurci<\/a>\u00a0| Investment News<\/p>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n

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Advisers banking on \u201cgrandfathering\u201d pre-existing investments in retirement accounts under the Labor Department’s fiduciary rule may not be able to rely on the provision indefinitely.<\/p>\n

As it turns out, industry executives and regulatory experts believe advisers switching firms could lose the grandfathering privilege upon switching firms, leading to a potential stymying effect on adviser recruitment and moves.<\/p>\n

\u201cIt would really be a gray area as to if grandfathering would be lost,\u201d Marcia Wagner, principal at The Wagner Law Group, said. \u201cBut who would want to take that risk?\u201d<\/p>\n

Article Located Here<\/a><\/p>\n

<\/div>","protected":false},"excerpt":{"rendered":"

      DOL fiduciary rule’s ‘grandfathering’ exemption may be lost by changing firms Regulatory experts believe there’s a strong likelihood advisers would lose the grandfathering exemption granted under the … <\/p>\n

Read more<\/a><\/p>\n","protected":false},"author":6,"featured_media":6742,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"","_et_pb_old_content":"","_et_gb_content_width":"","footnotes":""},"categories":[3010,2744],"tags":[],"class_list":["post-8581","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-asset-manager-news","category-topic"],"acf":[],"yoast_head":"\nDOL fiduciary rule's 'grandfathering' exemption may be lost by changing firms - Blue Vault<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/qa.bluevaultpartners.com\/dol-fiduciary-rules-grandfathering-exemption-may-be-lost-by-changing-firms\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"DOL fiduciary rule's 'grandfathering' exemption may be lost by changing firms - 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