{"id":8579,"date":"2016-08-09T22:59:46","date_gmt":"2016-08-10T02:59:46","guid":{"rendered":"https:\/\/qa.bluevaultpartners.com\/?post_type=news&p=8579"},"modified":"2016-08-09T22:59:47","modified_gmt":"2016-08-10T02:59:47","slug":"finra-to-firms-dont-duck-our-arbitration-forum","status":"publish","type":"post","link":"https:\/\/qa.bluevaultpartners.com\/finra-to-firms-dont-duck-our-arbitration-forum\/","title":{"rendered":"Finra To Firms: Don’t Duck Our Arbitration Forum"},"content":{"rendered":"

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Finra To Firms: Don’t Duck Our Arbitration Forum<\/h1>\n

\"Featured<\/a><\/p>\n

JULY 28, 2016 |\u00a0DAN JAMIESON<\/a>\u00a0| Think Advisor<\/span><\/span><\/p>\n

Finra could be girding for some fights against brokerage firms who insist on avoiding Finra arbitration in lieu of other dispute-resolution forums.<\/p>\n

Last week, Finra warned broker-dealers in no uncertain terms that they can\u2019t force customers or registered reps into dispute forums other than Finra\u2019s own arbitration program.<\/p>\n

The warning, in a regulatory notice <\/a>issued Friday, said firms could be subject to enforcement action if they deny access to Finra arbitration.<\/p>\n

Article Located Here<\/a><\/p>\n

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      Finra To Firms: Don’t Duck Our Arbitration Forum JULY 28, 2016 |\u00a0DAN JAMIESON\u00a0| Think Advisor Finra could be girding for some fights against brokerage firms who insist … <\/p>\n

Read more<\/a><\/p>\n","protected":false},"author":6,"featured_media":6729,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"","_et_pb_old_content":"","_et_gb_content_width":"","footnotes":""},"categories":[3010,2744],"tags":[],"class_list":["post-8579","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-asset-manager-news","category-topic"],"acf":[],"yoast_head":"\nFinra To Firms: Don't Duck Our Arbitration Forum - Blue Vault<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/qa.bluevaultpartners.com\/finra-to-firms-dont-duck-our-arbitration-forum\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Finra To Firms: Don't Duck Our Arbitration Forum - Blue Vault\" \/>\n<meta property=\"og:description\" content=\"      Finra To Firms: Don’t Duck Our Arbitration Forum JULY 28, 2016 |\u00a0DAN JAMIESON\u00a0| Think Advisor Finra could be girding for some fights against brokerage firms who insist … Read more\" \/>\n<meta property=\"og:url\" content=\"https:\/\/qa.bluevaultpartners.com\/finra-to-firms-dont-duck-our-arbitration-forum\/\" \/>\n<meta property=\"og:site_name\" content=\"Blue Vault\" \/>\n<meta property=\"article:published_time\" content=\"2016-08-10T02:59:46+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2016-08-10T02:59:47+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/qa.bluevaultpartners.com\/wp-content\/uploads\/2016\/05\/Featured-News-Image_0000_Rules_01.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"312\" \/>\n\t<meta property=\"og:image:height\" content=\"233\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"laurie\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"laurie\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/qa.bluevaultpartners.com\/finra-to-firms-dont-duck-our-arbitration-forum\/\",\"url\":\"https:\/\/qa.bluevaultpartners.com\/finra-to-firms-dont-duck-our-arbitration-forum\/\",\"name\":\"Finra To Firms: Don't Duck Our Arbitration Forum - 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