Independent broker-dealers have narrowed the gap between themselves and the wirehouses and are able to attract more quality brokers from the Big Four.

Advisers also see another good year for equities, TD Ameritrade survey finds

Based on the success of the RIA industry, the trend of breakaway advisers interested in exploring the independent channel continues to gain momentum.

Several factors, including consolidation in the independent advice industry and PE's own growing mountain of cash, are fueling the zeal to invest

Curious about Secondary Markets? November 18, 2016 | by Beth Glavosek | Blue Vault One of the aspects of nontraded investments that investors must understand is the issue of illiquidity. That is, the intention of most nontraded programs is that investors will commit their money to the long-term and be able to give up access…