DOL fiduciary rule's 'grandfathering' exemption may be lost by changing firms Regulatory experts believe there's a strong likelihood advisers would lose the grandfathering exemption granted under the DOL rule simply by switching RIAs or broker-dealers Jul 26, 2016 @ 1:50 pm | By Greg Iacurci | Investment News Advisers banking on “grandfathering” pre-existing investments…
